-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GFsjKnRfsMhUMGxDbYpKhSyTxypOFm5yOGNMknaybyq8MUCwRUe6uXGkiRSmdPXj +wxZN2f7TnMw5nF+KlbCSQ== 0000891618-00-000803.txt : 20000215 0000891618-00-000803.hdr.sgml : 20000215 ACCESSION NUMBER: 0000891618-00-000803 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 GROUP MEMBERS: ARBOR COMPANY GROUP MEMBERS: D. JAMES GUZY, SR. GROUP MEMBERS: GUZY D JAMES SR SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PLX TECHNOLOGY INC CENTRAL INDEX KEY: 0000850579 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943008334 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-56235 FILM NUMBER: 537506 BUSINESS ADDRESS: STREET 1: 390 POTRERO AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 4087749060 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GUZY D JAMES SR CENTRAL INDEX KEY: 0001106427 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: P O BOX 128 CITY: COLENBROOK STATE: NV ZIP: 89413 BUSINESS PHONE: 408749060 SC 13G 1 SC 13G - ARBOR COMPANY 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 PLX TECHNOLOGY, INC. -------------------- (Name of Issuer) COMMON STOCK ------------ (Title of Class of Securities) 693417 10 7 ----------- (CUSIP Number) Initial Public Offering - April 5, 1999 --------------------------------------- (Date of Event Which Requires Filing of this Statement) Check appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 1 of 8 Pages 2 - --------------------- ----------------- CUSIP NO. 693417 10 7 13G PAGE 2 OF 8 PAGES - --------------------- ----------------- (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Arbor Company, a limited partnership Tax I.D. 94-2534730 - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION Nevada - -------------------------------------------------------------------------------- (5) SOLE VOTING POWER -------------------------------------------------- NUMBER OF (6) SHARED VOTING POWER SHARES 1,955,436 BENEFICIALLY -------------------------------------------------- OWNED BY (7) SOLE DISPOSITIVE POWER EACH REPORTING -------------------------------------------------- PERSON WITH (8) SHARED DISPOSITIVE POWER 1,955,436 - -------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,955,436 - -------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.88% - -------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- 3 - --------------------- ----------------- CUSIP No. 693417 10 7 13G Page 3 of 8 Pages - --------------------- ----------------- (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON D. James Guzy, Sr. - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- (5) SOLE VOTING POWER -------------------------------------------------- NUMBER OF (6) SHARED VOTING POWER SHARES 1,955,436(1) BENEFICIALLY -------------------------------------------------- OWNED BY (7) SOLE DISPOSITIVE POWER EACH REPORTING -------------------------------------------------- PERSON WITH (8) SHARED DISPOSITIVE POWER 1,955,436(1) - -------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,955,436(1) - -------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.88% - -------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- (1) Represents shares held by Arbor Company of which Mr. Guzy, Sr. is President. 4 Page 4 of 8 Pages ITEM 1. (a) NAME OF ISSUER PLX Technology, Inc. ITEM 1. (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 390 Potrero Avenue Sunnyvale, CA 94086 ITEM 2. (a) NAME OF PERSON FILING: Arbor Company ("Arbor") D. James Guzy, Sr. ("Guzy") ITEM 2. (b) ADDRESS OF PRINCIPAL OFFICE P.O. Box 128, Glenbrook, NV 89413 ITEM 2. (c) CITIZENSHIP/PLACE OF ORGANIZATION: Arbor - Nevada Guzy - USA ITEM 2. (d) TITLE OF CLASS OF SECURITIES: Common Stock ITEM 2. (e) CUSIP NUMBER: 693417 10 7 ITEM 3. Not applicable. ITEM 4. OWNERSHIP The following information with respect to the ownership of the Common Stock of the Issuer by the persons filing this Statement is provided as of December 31, 1999: (a) Amount Beneficially Owned: Arbor - 1,955,436 Guzy - 1,955,436 5 Page 5 of 8 Pages (b) Percent of Class: Arbor - 8.88% Guzy - 8.88% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: (ii) Shared power to vote or to direct the vote: Arbor - 1,955,436 Guzy - 1,955,436 (iii) Sole power to dispose or to direct the disposition of: (iv) Shared power to dispose or to direct the disposition of: Arbor - 1,955,436 Guzy - 1,955,436 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable. 6 Page 6 of 8 Pages ITEM 9. NOTICE OF DISSOLUTION OF THE GROUP Not applicable. ITEM 10. CERTIFICATION After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. 7 Page 7 of 8 Pages SIGNATURE After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Date: February 10, 2000 ARBOR COMPANY By: /s/ D. JAMES GUZY, SR. ------------------------------ President /s/ D. JAMES GUZY, SR. - --------------------------------- D. James Guzy, Sr. EXHIBITS A: Joint Filing Statement 8 Page 8 of 8 Pages EXHIBIT A AGREEMENT OF JOINT FILING We, the undersigned, hereby express our agreement that the attached Schedule 13G is filed on behalf of us. Date: February 10, 2000 ARBOR COMPANY By: /s/ D. JAMES GUZY, SR. ------------------------------ /s/ D. JAMES GUZY, SR. - --------------------------------- D. James Guzy, Sr. -----END PRIVACY-ENHANCED MESSAGE-----